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RickLake

Articles and Media
Insights and strategies to help you navigate change, engage investors, and stay ahead in the alternatives space.


Crypto in 401(k)s? Read the Fine Print First
The order specified six types of alternative assets destined for 401(k) plans, including digital assets. The document gave the Department of Labor, the Securities and Exchange Commission, and the Secretary of the Treasury a six-month deadline to modernize fiduciary regulations to facilitate this.

Rick Lake, CAIA, CETF, CBDA
Sep 5, 20251 min read


Tokenized Funds Are Winning Flows – But Is the Plumbing Ready?
Financial advisors don’t need to master the underlying code. But you do need to understand the new pipes being laid beneath the fund industry. Because when the plumbing changes, so does everything built on top of it.

Rick Lake, CAIA, CETF, CBDA
Jul 19, 20251 min read


Tokenization Is Coming – And It’s Going to Reshape the Investment Landscape
At its core, tokenization turns ownership of real-world assets—securities and funds, buildings and art, loans and infrastructure—into digital tokens that live on a blockchain or distributed ledger.

Rick Lake, CAIA, CETF, CBDA
Jun 2, 20251 min read


Sweet Spot?
A wave of regulatory approvals and product innovation – particularly the launch of spot Bitcoin and Ethereum ETFs – has accelerated interest, prompting a fresh look at how these vehicles might fit within diversified portfolios. With these ETFs gaining traction across both institutional and retail channels, digital assets are becoming a more frequent topic in asset allocation.

Rick Lake, CAIA, CETF, CBDA
May 2, 20251 min read
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